CONNECT WITH
CUSTOMERS
SMART AND COMPLIANT
MAXIMIZE
REVENUE
Business Protection for Breakaways and Independents
Upcoming Events
- Wed, Jan 22Location is TBD
Rapid, Compliant Customer Acquisition Platform
for Brokers and Advisors Going Independent
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Immediate & Comprehensive Market Presence
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Accelerate New Customer Acquisition
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Accelerate TOAs
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Maximize Revenue
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Insulate Broker & New Firm
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Reduce Litigation Risks
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FINRA Arbitration Defense
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Strategies for Re-Building Business
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Work within Confidentiality & Non-Solicitation Rules
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Built by Nation's Top Breakaway Attorneys
Built by Nation's Top Breakaway Attorneys
PROVEN
STRATEGIES
INSULATED
CUSTOMER ACQUISITION
MEET YOUR LEGAL
OBLIGATIONS
LONG-TERM
MARKETING
TOOLS
Why We Built It
We are financial services attorneys - we founded BreakSafe to help our broker and advisor clients safely transition out of their firms without fear of violating NON-SOLICITATION, CONFIDENTIALITY and NON-COMPETITION agreements.
We are sharing this platform because of its proven utility and success,
Breakaway brokers and advisors need a method to rapidly and safely rebuild their book of business without violating prior employment agreements.
We've built a system to provide our clients with a safe and effective transitional platform that:
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Accelerates customer acquisition and asset transfers
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Increases total AUM
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Maximizes value and revenue
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Prohibits the use of confidential information
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Insulates against contact and solicitation
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Empowers customers
THE
PLATFORM
The BreakSafe platform is created for financial services professionals who are breaking away or going independent and firms that are actively recruiting.
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Legal Assistance and Oversight
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Transition Counsel (through associated law firm)
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Document Control and Litigation Management
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Compliant Third-Party Targeted Marketing
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Tight Coordination with Transition
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Oversight by Legal Counsel
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Analytics with Intelligent Allocation
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Aggressive with Focus on Litigation Avoidance through Compliance
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Market Exposure and Business Expansion
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Rapid Customer Conversion in Early Transition Period
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CRM - Contact Management Integration
THE
CONCEPT
In this increasingly competitive market, it is imperative that you hit the ground running -
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maximizing customer acquisition and
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rebuilding your assets under management as rapidly as possible.
Whether you are breaking away or going independent, you are faced with the challenge of on-boarding at the new firm during the time when you should be doing everything possible to rebuild your book of business. You have to rebuild your business during a period when you are subject to onerous non-solicitation and confidentiality restrictions.
The cost of failure is enormous.
You can't afford to fail - and we're here to make sure you are in a position to do what you do best,
BreakSafe is the product of years of development - assembled by its founders as the financial services market has evolved, We use FINRA arbitrations, SEC regulation and case law to inform our legal approach and your business strategies. We have built the BreakSafe platform to provide you value that will provide returns for years to come.
BreakSafe Network
David Abell founded BreakSafe as a natural extension of his FINRA and financial services legal practice. A true entrepreneur, David has founded a number of successful startups.
David is a 25 year securities attorney and has guided many successful transitions - protecting the broker from inadvertent breach, minimizing risk, increasing and accelerating asset transfers, and allowing the broker and new employer focus on what they do best - build new business and service their customers.
We use the most sophisticated digital marketing tools available and employ advanced tracking technologies. This helps us tailor each broker's transition plan in real-time.
TROs and FINRA arbitrations are sometimes unavoidable - to help provide you with the best defense possible, David has associated with the nation's top litigators who specialize in representing brokers and advisors in FINRA arbitrations.
The BreakSafe team is comprised of digital and internet marketing experts, software developers and support staff who understand the financial services market and the complexities faced by transitioning professionals. They also appreciate the importance and value of moving rapidly and helping you rebuild your book of business.
Meet The Team
David Abell
Founder and CEO
Tiffany Rishel
Director Digital Marketing
Achille Compagnoni
CTO
GET IN TOUCH
BEFORE YOU BREAK
Your information remains CONFIDENTIAL
Contact us for more information
